Working Together to Achieve the Future you Want

Meet your TD Waterhouse Financial Planner

I have been working in the financial services industry since 1996, focusing on helping customers achieve their financial goals and fostering strong client relationships. I hold a Bachelor of Arts degree with a major in Economics. I satisfied the requirements for the Certified Financial Planner(CFP) designation awarded by Financial Planners Standards Council; as well as, the Fellow of Canadian Securities Institute (FCSI) and Financial Management Advisor (FMA) designations awarded by the Canadian Securities Institute.

I look forward to working with you.

Your plan for the future

As your Financial Planner, I can provide you with custom-tailored financial advice. I’ll work with you to assess your financial situation and assist you in seting and prioritizing goals, and together we will implement a truly individualized action plan to help you achieve your objectives. Let me explain how our well-defined TD Waterhouse approach can help you ensure that you reach your goals.

The five-step TD Waterhouse approach gets results

STEP 1 – UNDERSTANDING

I’ll take the time to gain an in-depth understanding of your financial goals and objectives to determine your financial goals and objectives to determine your unique personal profile and create your customized stragety.

STEP 2 – CONFIRMATION

I’ll put my understanding of your goals in writing, along with an analysis of your investment profile and a complete description of what you can expect from me.

STEP 3 – THE PLAN

I’ll present your full financial plan, which includes –

• Your goals and objectives
• Your net worth statement
• Detailed analysis and solutions
• Your investment profile and investment stragety
• Your action plan

STEP 4 – IMPLEMENTATION

Once you’re in agreement with the plan, I’ll finalize any outstanding details and then follow through on the recommendations.

STEP 5 – MONITORING AND MANAGEMENT

On an ongoing basis, I’ll keep you up to date on your plan’s performance, and we’ll meet to review and update the plan as needed.

Creating a financial plan that’s right for you

Choosing the right investment is a big part of reaching your financial goals. It can also be one of the most complex aspects of investing. That’s why your TD Waterhouse financial plan will include clear recommendations on specific investment options. Using all the tools and resources available to me, I will build a balanced and well-diversified portfolio that fits your investment profile and can help you achieve your goals.

Loc H. Nguyen, FCSI, CFP, FMA
Financial Planner
Tel: 905-857-2606
Fax: 905-857-5994
Email: loc.nguyen@td.com